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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-02
CT RA APPROVED 2025-10-08
  • TX RA
    APPROVED
    Since 2026-01-02
  • CT RA
    APPROVED
    Since 2025-10-08

Branch Locations

1234 Boylston St, Chestnut Hill, MA 02467 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Farmers Insurance Pomona CA 05/2016 01/2019
Farmers Financial Solutions Pomona CA 10/2016 01/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chestnut Hill MA 08/2025 Present
Kelly Services - Santander Bank Boston MA 01/2019 04/2019
Cvs Health Brighton MA 04/2019 11/2020
Unemployed Brighton MA 11/2020 01/2021
Simply Business Boston MA 01/2021 02/2023
Bank Of America Houston TX 02/2023 04/2025
Unemployed Houston TX 04/2025 08/2025
Bank Of America, N.A. Chestnut Hill MA 09/2025 Present
  • 05/2016 → 01/2019
    Farmers Insurance
    Pomona, CA
  • 10/2016 → 01/2019
    Farmers Financial Solutions
    Pomona, CA
  • 08/2025 → Present
    Chestnut Hill, MA
  • 01/2019 → 04/2019
    Kelly Services - Santander Bank
    Boston, MA
  • 04/2019 → 11/2020
    Cvs Health
    Brighton, MA
  • 11/2020 → 01/2021
    Unemployed
    Brighton, MA
  • 01/2021 → 02/2023
    Simply Business
    Boston, MA
  • 02/2023 → 04/2025
    Bank Of America
    Houston, TX
  • 04/2025 → 08/2025
    Unemployed
    Houston, TX
  • 09/2025 → Present
    Bank Of America, N.A.
    Chestnut Hill, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-08
S63 Uniform Securities Agent State Law Examination 2017-02-09
  • S66 Uniform Combined State Law Examination
    2025-10-08
  • S63 Uniform Securities Agent State Law Examination
    2017-02-09
Other Names
  • Kien On
  • Thu On
  • Thu Kien On
  • Thu K On

View on SEC IAPD

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