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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-05-31 |
| NE | RA | APPROVED | 2018-02-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii Investments, Inc. | North Platte | NE | 10/2014 | 02/2018 |
| Lpl Financial Llc | North Platte | NE | 02/2018 | Present |
1. 02/14/2018 - EQUITABLE BANK AGENCY - Investment Related - At Reported Business Location(s) - Non-Variable Insurance. 2. 02/14/2018 - EQUITABLE BANK - Investment Related - At Reported Business Location(s) - Financial Institution Duty. 3. 02/14/2018 - Borges Enterprise LLC - Investment Related - 9795 N. Johnson Rd, Platte, NE - Business Entity For Tax/Investment Purposes Only - Title - Start Date 2007. 4. 02/14/2018 - Equitable Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 5. 06/13/2024 - VicnDale - Not Investment Related - Venango, NE - Other - Family Farm LLC - Part Owner - Start Date: 07/01/2018 - 20 Hours Per Month/3 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-03-28 |
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