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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VT | RA | APPROVED | 2025-08-25 |
| TX | RA | APPROVED_RES | 2025-08-21 |
| NJ | RA | APPROVED | 2023-08-15 |
Branch Locations
155 Village Boulevard Suite A, Princeton, NJ 08540 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Prudential Insurance Company Of America | East Hanover | NJ | 04/2016 | 09/2019 |
| Pruco Securitites,Llc | East Hanover | NJ | 04/2016 | 09/2019 |
| E*Trade Securities Llc | Morristown | NJ | 09/2019 | 07/2023 |
| E*Trade Capital Management, Llc | Morristown | NJ | 09/2019 | 07/2023 |
| Morgan Stanley | Morristown | NJ | 03/2023 | 07/2023 |
| Tiaa | Princeton | NJ | 07/2023 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Princeton | NJ | 07/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-04-03 |
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