Christopher Anthony Devincentis

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 12/2016
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Smithtown, NY
• 12/2014 → 12/2016
  Bank Of America N.A.
  Smithtown, NY
• 12/2016 → 03/2024
  Morgan Stanley
  Melville, NY
• 12/2016 → 03/2024
  Morgan Stanley Private Bank, N.A.
  New York, NY
• 03/2024 → Present
  Lpl Financial Llc
  Rockville Centre, NY
• 12/2016 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2016-12-02 → 2024-03-21
  Morgan Stanley
  Hauppauge, NY
  Melville, NY
  Melville, NY
• 2015-02-17 → 2016-12-13
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Smithtown, NY

Other Businesses

1) 03/2024 - The Pinnacle Financial Group / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s)160 Hrs per month / 100% Time Spent 2) 03/2024 - The Daisy / Business Entity For Tax/Investment Purposes Only / Not Insurance Related / New York, NY / Start date 10/15/2015 -

Exams

• S66 Uniform Combined State Law Examination
  2015-02-13

Other Names

• Chris Devincentis