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Employer firm

Voya Retirement Advisors, LLC CRD 3989

$37.5B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Voya Retirement Advisors, Llc

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-07-14
  • CT RA
    APPROVED
    Since 2023-07-14

Branch Locations

One Orange Way, Windsor, CT 06095 • United States

Coventry, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hartford CT 09/2014 06/2018
Bank Of America, N.A. Hartford CT 03/2015 06/2018
Ameriprise Financial Services Inc Hartford CT 06/2018 12/2018
Voya Windsor CT 01/2019 Present
Voya Financial Partners, Llc Windsor CT 01/2019 Present
  • 09/2014 → 06/2018
    Hartford, CT
  • 03/2015 → 06/2018
    Bank Of America, N.A.
    Hartford, CT
  • 06/2018 → 12/2018
    Ameriprise Financial Services Inc
    Hartford, CT
  • 01/2019 → Present
    Voya
    Windsor, CT
  • 01/2019 → Present
    Voya Financial Partners, Llc
    Windsor, CT
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-02-23
  • S66 Uniform Combined State Law Examination
    2015-02-23
Other Names
  • Caesar Ricardo Rossitto
  • Caesar R Rossitto

View on SEC IAPD

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