Austin Frederick Willis

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 11/2016
  Wells Fargo Advisors, Llc
  Billings, MT
• 08/2002 → Present
  Wells Fargo Bank, Na
  Billings, MT
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Billings, MT

Other Businesses

TRUSTEE FOR GRANDFATHER'S TRUST; INV. RELATED; BILLINGS, MT; START DATE 11/17/2016; 10 HRS PER MONTH; 0 HRS DURING TRADING. SPRING CREEK ESTATES HOA, NOT INV RELATED, KALISPELL, MT, COMMITTEE MEMBER, START 3/1/2020, 3 HOURS PER MONTH, ZERO DURING TRADING, ATTENDING MEETINGS, VOTING ON NEIGHBORHOOD PROPOSALS, APPROVING EXPENSES, MANAGING NEIGHBOR ISSUES, AND MAINTAINING PUBLIC AREAS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-12-06
• S63 Uniform Securities Agent State Law Examination
  2014-11-12

Other Names

• Austin F Willis
• Austin Willis
• Af Willis