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James Christopher Williams

Morgan Stanley

Miami, FL

CRD 6401895

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-08-27
FL RA APPROVED 2020-04-07
  • TX RA
    APPROVED
    Since 2020-08-27
  • FL RA
    APPROVED
    Since 2020-04-07

Branch Locations

200 South Biscayne Boulevard, Suite 1100 Pwm - Latin America, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Miami FL 10/2019 Present
Boston College Boston MA 08/2018 08/2019
University Of Miami Miami FL 08/2014 06/2018
Investec New York NY 06/2017 08/2017
Morgan Stanley Private Bank, N.A New York NY 11/2020 Present
  • 10/2019 → Present
    Morgan Stanley
    Miami, FL
  • 08/2018 → 08/2019
    Boston College
    Boston, MA
  • 08/2014 → 06/2018
    University Of Miami
    Miami, FL
  • 06/2017 → 08/2017
    Investec
    New York, NY
  • 11/2020 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-11
  • S66 Uniform Combined State Law Examination
    2019-11-11

View on SEC IAPD

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