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Current Employers
Blackrock Investment Management, Llc

1 University Square Drive, Princeton, NJ 08540 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-02-19
NY RA APPROVED 2021-08-06
NJ RA APPROVED 2018-06-20
  • IL RA
    APPROVED
    Since 2025-02-19
  • NY RA
    APPROVED
    Since 2021-08-06
  • NJ RA
    APPROVED
    Since 2018-06-20

Branch Locations

1 University Square Drive, Princeton, NJ 08540 • United States

227 W. Monroe Street Suite 2800, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Meno Park CA 09/2014 03/2017
Blackrock Chicago IL 04/2018 Present
Blackrock Investments, Llc Chicago IL 06/2018 Present
Mountbatten Institute London 03/2017 03/2018
  • 09/2014 → 03/2017
    Meno Park, CA
  • 04/2018 → Present
    Blackrock
    Chicago, IL
  • 06/2018 → Present
    Blackrock Investments, Llc
    Chicago, IL
  • 03/2017 → 03/2018
    Mountbatten Institute
    London
Previous Registrations
Other Businesses

New York Public Library, Non-Profit - Library, Young Lions Junior Board Member, Not investment related, Attend committee meetings, help run library sponsored events, engage with local community, 10 hours a month devoted to business.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-11-20
  • S66 Uniform Combined State Law Examination
    2015-11-20
Other Names
  • James Bower Surpless
  • Trey Surpless

View on SEC IAPD

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