Derrick Lee Lorenzen

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2026-06-18
TX	RA	APPROVED	2026-06-18

IL RA
APPROVED

Since 2026-06-18
TX RA
APPROVED

Since 2026-06-18

Branch Locations

Paris, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	10/2014	06/2026
Lpl Financial Llc	Paris	IL	06/2026	Present

10/2014 → 06/2026

Edward Jones

St Louis, MO
06/2026 → Present

Lpl Financial Llc

Paris, IL

Previous Registrations

2015-01-30 → 2026-06-22

Edward Jones

Chrisman, IL

St Louis, MO

Paris, IL

Paris, IL

Other Businesses

1. 06/2026 - Waypoint Financial Strategies - DBA for LPL Business (entity for LPL business) - Inv Related – 160 Hour(s)/Month – 160 Hour(s) During Trading – At Reported business location(s) – OBA Start Date: 6/18/2026

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-12-06

S66 Uniform Combined State Law Examination

2014-12-06

Other Names

Derrick Lee Lorenzen

View on SEC IAPD