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Sydney Lee Pemberton

Ae Wealth Management, LLC

Lenexa, KS

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Current Employers
Ae Wealth Management, Llc

2950 Sw Mcclure Road Suite B, Topeka, KS 66614 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2026-01-09
MO RA APPROVED 2026-01-08
  • KS RA
    APPROVED
    Since 2026-01-09
  • MO RA
    APPROVED
    Since 2026-01-08

Branch Locations

8801 Renner Blvd, Lenexa, KS 66219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Leawood KS 05/2016 03/2017
Bank Of America, N.A. Leawood KS 08/2016 03/2017
Waddell & Reed, Inc Shawnee Mission KS 03/2017 02/2021
Alpacadb, Inc. San Mateo CA 02/2021 09/2023
Alpaca Securities Llc San Mateo CA 02/2021 09/2023
Ae Financial Services, Llc Topeka KS 11/2025 Present
Ae Wealth Management, Llc Topeka KS 11/2025 Present
Edward Jones Kansas City MO 11/2024 10/2025
Unemployed Parkville MO 02/2021 11/2024
  • 05/2016 → 03/2017
    Leawood, KS
  • 08/2016 → 03/2017
    Bank Of America, N.A.
    Leawood, KS
  • 03/2017 → 02/2021
    Waddell & Reed, Inc
    Shawnee Mission, KS
  • 02/2021 → 09/2023
    Alpacadb, Inc.
    San Mateo, CA
  • 02/2021 → 09/2023
    Alpaca Securities Llc
    San Mateo, CA
  • 11/2025 → Present
    Ae Financial Services, Llc
    Topeka, KS
  • 11/2025 → Present
    Topeka, KS
  • 11/2024 → 10/2025
    Edward Jones
    Kansas City, MO
  • 02/2021 → 11/2024
    Unemployed
    Parkville, MO
Previous Registrations
Other Businesses

AE Wealth Management LLC POSITION: Associated Person NATURE: Registered Investment Adviser INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE 11/2025 ADDRESS: 2950 SW McClure Road, Topeka, KS 66614

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-26
  • S66 Uniform Combined State Law Examination
    2016-06-26
Other Names
  • Sydney Lee Pemberton
  • Sydney L Pemberton
  • Sydney Pemberton

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