Lisa M Arnold

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Market timing

From the firm’s Form ADV. Read the guides:

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2025-08-07
TX	RA	APPROVED	2025-08-06

GA RA
APPROVED

Since 2025-08-07
TX RA
APPROVED

Since 2025-08-06

Branch Locations

Smyrna, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Guardian Life Insurance Co	Atlanta	GA	10/2013	Present
Park Avenue Securities Llc	Atlanta	GA	04/2015	08/2025
Guardian Life Insurance Company	Smyrna	GA	06/2024	Present
Park Avenue Securities	Smyrna	GA	06/2024	08/2025
Cambridge Investment Research, Inc.	Fairfield	IA	08/2025	Present
Cambridge Investment Research Advisors, Inc.	Fairfield	IA	08/2025	Present

10/2013 → Present

Guardian Life Insurance Co

Atlanta, GA
04/2015 → 08/2025

Park Avenue Securities Llc

Atlanta, GA
06/2024 → Present

Guardian Life Insurance Company

Smyrna, GA
06/2024 → 08/2025

Park Avenue Securities

Smyrna, GA
08/2025 → Present

Cambridge Investment Research, Inc.

Fairfield, IA
08/2025 → Present

Cambridge Investment Research Advisors, Inc.

Fairfield, IA

Previous Registrations

2015-08-14 → 2025-08-06

Park Avenue Securities Llc

Atlanta, GA

Smyrna, GA

Other Businesses

1) INSURANCE PRODUCT SALES, 2121 Adderbury Lane SW, Smyrna GA 30082, 08/2025, Agent, Insurance/Benefits/Human Resources, INV REL, 10 HR/MO, 10 HR/MO TRADING. 2) RENTAL REAL ESTATE, 2121 Adderbury Lane SW, Smyrna GA 30082, 08/2025, Real Estate Property Owner, Real Estate, INV REL, 1 HR/MO, 0 HR/MO TRADING. 3) ONPOINT ADVISORY, LLC, 2121 Adderbury Lane, Smyrna GA 30082, 08/2025, Owner, Owner/Partner of a Business Entity, NIR, 1 HR/MO, 0 HR/MO TRADING. 4) ADVISORYSOUTH HOLDINGS LLC, 2121 Adderbury Lane, Smyrna GA 30082, 08/2025, Owner, Owner/Partner of a Business Entity, NIR, 1 HR/MO, 0 HR/MO TRADING. 5) ADVISORYSOUTH, ATLANTA NW, 2121 Adderbury Lane, Smyrna GA 30082, 08/2025, Branch Office Name, DBA Name, NIR, 0 HR/MO, 1 HR/MO TRADING. 6) CIRA, 1776 Pleasant Plain Road, Fairfield IA 52556, United States, 08/2025, Investment Advisor Representative, CIRA Affiliation, INV REL, 160 HR/MO - 120 HR/MO TRADING

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-07-23

S66 Uniform Combined State Law Examination

2015-07-23

Designations

Certified Financial Planner
Chartered Financial Consultant

Other Names

Lisa Marie Caprioglio
Lisa Marie Arnold

View on SEC IAPD