Richard Cooke

Employer firm

Abundo Wealth CRD 304612

695 advisory clients

Reported services (Item 5G)

• Financial planning

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2014 → 03/2019
  Fidelity Brokerage Services, Llc
  Covington, KY
• 07/2018 → 03/2019
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 03/2020 → 07/2021
  Edward Jones
  St. Louis, MO
• 03/2019 → 03/2020
  Unemployed
  Boston, MA
• 07/2021 → 11/2021
  Vincere Wealth Management, Llc
  Indianapolis, IN
• 11/2021 → 09/2024
  2Point0 Financial, Llc
  Fishers, IN
• 04/2024 → Present
  Abundo Wealth
  Houston, TX

Previous Registrations

• 2024-04-30 → 2025-12-31
  Abundo Wealth
  Houston, TX
  Fishers, IN
• 2021-11-22 → 2024-09-11
  2Point0 Financial
  Fishers, IN
• 2021-08-16 → 2021-12-02
  Vincere Wealth Management, Llc
  Indianapolis, IN
• 2020-04-07 → 2021-07-23
  Edward Jones
  Indianapolis, IN
  Fishers, IN
  Indianapolis, IN
  St Louis, MO
  Pendleton, IN
• 2018-07-13 → 2019-04-04
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 2015-08-13 → 2018-07-13
  Strategic Advisers Llc
  Covington, KY
  Seal Beach, CA

Other Businesses

the name of the other business; - Steady As We Roam Travel Co LLC whether the business is investment-related; - Not investment relates the address of the other business; 9089 Rider Dr. Fishers, IN 46038 the nature of the other business; - Travel Agency your position; - Travel Agent title, or relationship with the other business; - No relationship with other business the start date of your relationship; - 05/15/2023 the approximate number of hours/month you devote to the other business; - 20 hours/month the number of hours you devote to the other business during securities trading hours; - Less than 8 hours/month during securities trading hours and briefly describe your duties relating to the other business; Assisting clients in booking travel and acting as customer support before and during their trip.

Exams

• S66 Uniform Combined State Law Examination
  2015-07-02
• S63 Uniform Securities Agent State Law Examination
  2014-12-16

Designations

• Certified Financial Planner

Other Names

• Riki Cooke
• Ricky Cooke
• Richard Allen Cooke