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Employer firm

Voya Financial Advisors, Inc. CRD 2882

$3.87B regulatory AUM 120 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-04-01
CA RA APPROVED 2018-05-29
  • TX RA
    APPROVED_RES
    Since 2026-04-01
  • CA RA
    APPROVED
    Since 2018-05-29

Branch Locations

Simi Valley, CA • United States

1030 Nevada St Ste 203, Redlands, CA 92374 • United States

6500 S Macadam Avenue Suite 125, Portland, OR 97239 • United States

Voya Retirement Advisors, Llc

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-01-17
  • CA RA
    APPROVED
    Since 2023-01-17

Branch Locations

One Orange Way, Windsor, CT 06095 • United States

Simi Calley, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Thousand Oaks CA 09/2014 05/2018
Voya Financial Advisors, Inc. Porter Ranch CA 05/2018 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-11-24
S63 Uniform Securities Agent State Law Examination 2015-04-07
  • S65 Uniform Investment Adviser Law Examination
    2015-11-24
  • S63 Uniform Securities Agent State Law Examination
    2015-04-07

View on SEC IAPD

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