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Brian Jeffrey Wolf

Valic Financial Advisors, Inc.

Houston, TX

CRD 6401084

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Employer firm

Valic Financial Advisors, Inc. CRD 42803

$29.2B regulatory AUM 38 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • RECOMMEND WRAP ACCOUNTS TO CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-16
WY RA APPROVED 2019-10-17
AK RA APPROVED 2019-07-25
HI RA APPROVED 2018-08-06
OK RA APPROVED 2017-11-14
AZ RA APPROVED 2017-11-09
ID RA APPROVED 2017-11-09
MT RA APPROVED 2017-11-09
NM RA APPROVED 2017-11-09
OR RA APPROVED 2017-11-09
UT RA APPROVED 2017-11-09
CO RA APPROVED 2017-11-08
NV RA APPROVED 2015-07-22
KS RA APPROVED 2015-07-21
WA RA APPROVED 2015-06-18
AL RA APPROVED 2015-04-02
CA RA APPROVED 2015-04-01
GA RA APPROVED 2015-03-05
MI RA APPROVED 2015-03-05
DC RA APPROVED 2015-03-03
MA RA APPROVED 2015-03-02
MS RA APPROVED 2015-02-26
WV RA APPROVED 2015-02-24
IA RA APPROVED 2015-02-18
NH RA APPROVED 2015-02-18
CT RA APPROVED 2015-02-17
ME RA APPROVED 2015-02-17
MD RA APPROVED 2015-02-17
NC RA APPROVED 2015-02-17
SC RA APPROVED 2015-02-17
VT RA APPROVED 2015-02-17
DE RA APPROVED 2015-02-13
NJ RA APPROVED 2015-02-13
RI RA APPROVED 2015-02-13
VA RA APPROVED 2015-02-13
FL RA APPROVED 2015-02-12
KY RA APPROVED 2015-02-11
PA RA APPROVED 2015-02-11
AR RA APPROVED 2015-02-10
IL RA APPROVED 2015-02-10
IN RA APPROVED 2015-02-10
LA RA APPROVED 2015-02-10
MN RA APPROVED 2015-02-10
MO RA APPROVED 2015-02-10
NE RA APPROVED 2015-02-10
OH RA APPROVED 2015-02-10
WI RA APPROVED 2015-02-10
TX RA APPROVED 2015-01-07
  • NY RA
    APPROVED
    Since 2021-08-16
  • WY RA
    APPROVED
    Since 2019-10-17
  • AK RA
    APPROVED
    Since 2019-07-25
  • HI RA
    APPROVED
    Since 2018-08-06
  • OK RA
    APPROVED
    Since 2017-11-14
  • AZ RA
    APPROVED
    Since 2017-11-09
  • ID RA
    APPROVED
    Since 2017-11-09
  • MT RA
    APPROVED
    Since 2017-11-09
  • NM RA
    APPROVED
    Since 2017-11-09
  • OR RA
    APPROVED
    Since 2017-11-09
  • UT RA
    APPROVED
    Since 2017-11-09
  • CO RA
    APPROVED
    Since 2017-11-08
  • NV RA
    APPROVED
    Since 2015-07-22
  • KS RA
    APPROVED
    Since 2015-07-21
  • WA RA
    APPROVED
    Since 2015-06-18
  • AL RA
    APPROVED
    Since 2015-04-02
  • CA RA
    APPROVED
    Since 2015-04-01
  • GA RA
    APPROVED
    Since 2015-03-05
  • MI RA
    APPROVED
    Since 2015-03-05
  • DC RA
    APPROVED
    Since 2015-03-03
  • MA RA
    APPROVED
    Since 2015-03-02
  • MS RA
    APPROVED
    Since 2015-02-26
  • WV RA
    APPROVED
    Since 2015-02-24
  • IA RA
    APPROVED
    Since 2015-02-18
  • NH RA
    APPROVED
    Since 2015-02-18
  • CT RA
    APPROVED
    Since 2015-02-17
  • ME RA
    APPROVED
    Since 2015-02-17
  • MD RA
    APPROVED
    Since 2015-02-17
  • NC RA
    APPROVED
    Since 2015-02-17
  • SC RA
    APPROVED
    Since 2015-02-17
  • VT RA
    APPROVED
    Since 2015-02-17
  • DE RA
    APPROVED
    Since 2015-02-13
  • NJ RA
    APPROVED
    Since 2015-02-13
  • RI RA
    APPROVED
    Since 2015-02-13
  • VA RA
    APPROVED
    Since 2015-02-13
  • FL RA
    APPROVED
    Since 2015-02-12
  • KY RA
    APPROVED
    Since 2015-02-11
  • PA RA
    APPROVED
    Since 2015-02-11
  • AR RA
    APPROVED
    Since 2015-02-10
  • IL RA
    APPROVED
    Since 2015-02-10
  • IN RA
    APPROVED
    Since 2015-02-10
  • LA RA
    APPROVED
    Since 2015-02-10
  • MN RA
    APPROVED
    Since 2015-02-10
  • MO RA
    APPROVED
    Since 2015-02-10
  • NE RA
    APPROVED
    Since 2015-02-10
  • OH RA
    APPROVED
    Since 2015-02-10
  • WI RA
    APPROVED
    Since 2015-02-10
  • TX RA
    APPROVED
    Since 2015-01-07

Branch Locations

2919 Allen Parkway 9Th Floor - Retirement Education Center, Houston, TX 77019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors, Inc. Houston TX 10/2014 Present
Sagepoint Financial Houston TX 05/2015 Present
Agia Houston TX 12/2022 Present
  • 10/2014 → Present
    Houston, TX
  • 05/2015 → Present
    Sagepoint Financial
    Houston, TX
  • 12/2022 → Present
    Agia
    Houston, TX
Previous Registrations
  • 2015-05-05 → 2016-04-01
    Osaic Services, Inc.
    Houston, TX
Other Businesses

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-12-05
S63 Uniform Securities Agent State Law Examination 2014-11-24
  • S65 Uniform Investment Adviser Law Examination
    2014-12-05
  • S63 Uniform Securities Agent State Law Examination
    2014-11-24

View on SEC IAPD

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