Kent Thomas Hickey

Employer firm

Ubequity Wealth Management, LLC CRD 311577

$50.2M regulatory AUM 7 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2010 → 01/2021
  Legacy Planning Partners
  Coopersburg, PA
• 02/2010 → 09/2019
  Minnesota Life Insurance Co
  St. Paul, MN
• 03/2010 → 09/2019
  Securian Financial Services Inc
  St. Paul, MN
• 10/2019 → 01/2021
  Commonwealth Financial Network
  Watham, MA
• 10/2020 → Present
  Ubequity Wealth Management, Llc
  Austin, TX

Previous Registrations

• 2019-10-01 → 2021-01-20
  Commonwealth Financial Network
  Allentown, PA
• 2012-02-22 → 2019-10-07
  Securian Financial Services, Inc.
  Allentown, PA
• 2000-10-16 → 2010-03-17
  Journey Financial Advisors, Inc.
  Allentown, PA

Exams

• S66 Uniform Combined State Law Examination
  2010-03-18
• S65 Uniform Investment Adviser Law Examination
  1998-10-16

Designations

• Certified Financial Planner

Other Names

• Kent Thomas Hickey