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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-06-12 |
| MO | RA | APPROVED | 2026-06-12 |
Branch Locations
85 Barnes Rd Ste 212, Wallingford, CT 06492 • United States
539 E Elm Street Suite E, Lebanon, MO 65536 • United States
111 W Allen Suite 110, Wentzville, MO 63385 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investacorp, Inc. | Miami | FL | 10/2014 | 07/2020 |
| Securities America, Inc. | Wallingford | CT | 07/2020 | 08/2020 |
| Securities America Advisors, Inc. | Wallingford | CT | 07/2020 | 08/2020 |
| United Planners' Financial Services Of America A Limited Partner | Scottsdale | AZ | 08/2020 | 06/2026 |
| Handyman | Wallingford | CT | 01/2020 | 10/2023 |
| Testament, Llc | Wallingford | CT | 12/2019 | Present |
| Scott Kearns | Wallingford | CT | 08/2020 | Present |
| Lpl Financial, Llc | Wallingford | CT | 06/2026 | Present |
1. 06/2026 – Testament, LLC – Real Estate Rental – Inv Related – 5 Hour(s)/Month – 0 Hour(s) During Trading – Wallingford CT 06492 – OBA Start Date: 12/16/2019 2. 06/2026 – Self – Non-Variable Insurance – Inv Related – 12 Hour(s)/Month – 12 Hour(s) During Trading – Wallingford CT 06492 – OBA Start Date: 12/10/2015 3. 06/2026 – Tribute Financial – DBA for LPL Business (entity for LPL business)– Inv Related – 148 Hour(s)/Month – 148 Hour(s) During Trading – At Reported Business Location (s) – OBA Start Date: 6/10/2026 4. 06/2026 – Tribute Tax and Accounting– Outside/W-2 Employment – Inv Related – 4 Hour(s)/Month – 4 Hour(s) During Trading – Wallingford CT 06492 – OBA Start Date: 08/01/2023
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-08-20 |
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