Jennifer H Galvin

Wells Fargo Advisors Financial Network, LLC

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Current Employers

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
DE	RA	APPROVED	2023-10-20

DE RA
APPROVED

Since 2023-10-20

Branch Locations

1013 Centre Rd Ste 229, Wilmington, DE 19805 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Wilmington	DE	09/2004	07/2017
Rbc Capital Markets, Llc	Wilmington	DE	07/2017	10/2023
Wells Fargo Advisors Financial Network, Llc	Wilmington	DE	10/2023	Present

09/2004 → 07/2017

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wilmington, DE
07/2017 → 10/2023

Rbc Capital Markets, Llc

Wilmington, DE
10/2023 → Present

Wells Fargo Advisors Financial Network, Llc

Wilmington, DE

Previous Registrations

2017-07-06 → 2023-11-09

Rbc Capital Markets, Llc

Wilmington, DE
2017-02-13 → 2017-07-06

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wilmington, DE

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-02-10

S66 Uniform Combined State Law Examination

2017-02-10

Other Names

Jennifer Hanako Lincoln
Jennifer Galvin
Jennifer H Galvin

View on SEC IAPD

Other Firms

OSAIC WEALTH, INC.

STATE FARM INVESTMENT MANAGEMENT CORP.

AMERIPRISE FINANCIAL SERVICES, LLC

KINGSVIEW WEALTH MANAGEMENT, LLC

WELLS FARGO CLEARING SERVICES, LLC

PNC WEALTH MANAGEMENT LLC

RAYMOND JAMES & ASSOCIATES, INC.

Other Investors

LORI ANN RUTKOWSKI

ROBERT GEORGE ZIEGLER

GERARD PHILLIPPE VIARS

STEPHEN CRAIG MCDERMOTT

BRENT CHRISTOPHER FUCHS

Michelle Keiko Mullinix

ABBY LEIGH PUBUSKY

Sophie Schroyer

Other Offices

OSAIC WEALTH, INC. · WILMINGTON, DE

STATE FARM INVESTMENT MANAGEMENT CORP. · Wilmington, DE

AMERIPRISE FINANCIAL SERVICES, LLC · Wilmington, DE

KINGSVIEW WEALTH MANAGEMENT, LLC · Wilmington, DE

STATE FARM INVESTMENT MANAGEMENT CORP. · Wilmington, DE

WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, DE

PNC WEALTH MANAGEMENT LLC · WILMINGTON, DE

EDWARD JONES · WILMINGTON, DE

More in Wilmington, DE

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