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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-10
CA RA APPROVED 2020-12-14
  • TX RA
    APPROVED_RES
    Since 2026-03-10
  • CA RA
    APPROVED
    Since 2020-12-14

Branch Locations

5 Park Plaza 19Th & 20Th Fls [Lt/Sb/Sg-Rbo], Irvine, CA 92614 • United States

13916 Seal Beach Blvd, Seal Beach, CA 90740 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Santa Ana CA 09/2014 11/2016
Wells Fargo Bank, Na Seal Beach CA 02/2013 Present
Wells Fargo Clearing Services, Llc Seal Beach CA 11/2016 Present
  • 09/2014 → 11/2016
    Wells Fargo Advisors, Llc
    Santa Ana, CA
  • 02/2013 → Present
    Wells Fargo Bank, Na
    Seal Beach, CA
  • 11/2016 → Present
    Seal Beach, CA
Other Businesses

MARY KAY; NOT INV REALTED; ADDISON, TX; CONSULTANT; 04/2025; 20 HOURS PER MONTH; 0 DURING TRADING; SELL SKIN CARE AND COSMETIC PRODUCTS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-14
S63 Uniform Securities Agent State Law Examination 2015-08-10
  • S66 Uniform Combined State Law Examination
    2020-12-14
  • S63 Uniform Securities Agent State Law Examination
    2015-08-10
Other Names
  • Analyn Sahachaisere
  • Analyn N/A Sahachaisere

View on SEC IAPD

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