Best Investors
Account
Sign in
Best Investors
Account
Sign in
Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-11-01 |
Branch Locations
170 Pier Ave, Santa Monica, CA 90405 • United States
350 W Colorado Blvd Ste 390 [Lc-Rbo], Pasadena, CA 91105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Santa Monica | CA | 09/2014 | 11/2016 |
| Wells Fargo Bank, Na | Santa Monica | CA | 12/2003 | Present |
| Wells Fargo Clearing Services, Llc | Santa Monica | CA | 11/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-10-30 |
| S63 | Uniform Securities Agent State Law Examination | 2014-11-12 |
Reach out to this advisor