Steffen Watkins

Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 12/2016
  Harbor Light Securities, Llc
  Tampa, FL
• 06/2016 → 12/2016
  Harbor Light Securities, Llc
  Tampa, FL
• 02/2017 → 10/2017
  Watchdog Capital, Llc
  Alpharetta, GA
• 01/2018 → 11/2018
  Raymond James & Associates, Inc.
  St Petersburg, FL
• 10/2017 → 01/2018
  Unemployed
  Brandon, FL
• 11/2018 → 07/2022
  Raymond James Financial Services, Inc.
  Saint Petersburg, FL
• 11/2019 → 07/2022
  Raymond James Financial Services Advisors Inc.
  St. Petersburg, FL
• 01/2020 → 07/2022
  Raymond James & Associate, Inc.
  St.PEtersburg, FL
• 07/2022 → Present
  Citigroup
  Tampa, FL

Previous Registrations

• 2020-01-29 → 2022-08-12
  Raymond James & Associates, Inc.
  St. Petersburg, FL
• 2019-11-06 → 2022-08-12
  Raymond James Financial Services Advisors, Inc
  St. Petersburg, FL

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-10-28
• S63 Uniform Securities Agent State Law Examination
  2017-05-16

Other Names

• Steffen Curry Watkins