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Caleb Nicholas Lodge

Charles Schwab & Co., Inc.

Newport Beach, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-12-16
CA RA APPROVED 2016-11-14
  • TX RA
    APPROVED_RES
    Since 2019-12-16
  • CA RA
    APPROVED
    Since 2016-11-14

Branch Locations

16 Corporate Plaza Dr, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc Newport Beach CA 09/2014 Present
Charles Schwab Bank Ssb Newport Beach CA 08/2017 Present
  • 09/2014 → Present
    Charles Schwab & Co., Inc
    Newport Beach, CA
  • 08/2017 → Present
    Charles Schwab Bank Ssb
    Newport Beach, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-11-14
S63 Uniform Securities Agent State Law Examination 2014-12-15
  • S66 Uniform Combined State Law Examination
    2016-11-14
  • S63 Uniform Securities Agent State Law Examination
    2014-12-15

View on SEC IAPD

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