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690 Lee Road, Wayne, PA 19087 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-05-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pioneer Investment Management, Inc. | Boston | MA | 09/2015 | 12/2022 |
| Pacer Financial, Inc. | Malvern | PA | 12/2022 | 04/2025 |
| Pacer Advisors, Inc. | Malvern | PA | 12/2022 | 04/2025 |
| Hartford Funds Distributors, Llc | Wayne | PA | 05/2025 | Present |
| Hartford Funds Management Company, Llc | Wayne | PA | 05/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-03-17 |
| S63 | Uniform Securities Agent State Law Examination | 2015-11-06 |
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