Best Investors Account Sign in
Inactive

Kimberly Christine Velasco

The Dala Group, LLC

Hoffman Estates, IL

Claim This Profile
Current Employers
The Dala Group, Llc

2800 W. Higgins Rd. Ste. 895, Hoffman Estates, IL 60169 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-01-29
TX RA APPROVED 2024-01-29
  • IL RA
    APPROVED
    Since 2024-01-29
  • TX RA
    APPROVED
    Since 2024-01-29

Branch Locations

2800 W. Higgins Rd. Ste. 895, Hoffman Estates, IL 60169 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wipfli Financial Advisors Rockford IL 05/2014 07/2018
Balasa Dinverno Foltz Llc Itasca IL 08/2018 07/2023
Corient Itasca IL 07/2023 01/2024
The Dala Group, Llc Hoffman Estates IL 01/2024 Present
  • 05/2014 → 07/2018
    Wipfli Financial Advisors
    Rockford, IL
  • 08/2018 → 07/2023
    Balasa Dinverno Foltz Llc
    Itasca, IL
  • 07/2023 → 01/2024
    Corient
    Itasca, IL
  • 01/2024 → Present
    The Dala Group, Llc
    Hoffman Estates, IL
Previous Registrations
  • 2022-12-14 → 2024-02-01
    Corient
    Miami, FL
    Itasca, IL
  • 2018-10-02 → 2023-03-31
    Balasa Dinverno Foltz Llc
    Itasca, IL
  • 2014-09-22 → 2018-07-02
    Wipfli Financial Advisors, Llc
    Rockford, IL
    Milwaukee, WI
Other Businesses

Insurance Licensed Life and Health

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-09-20
  • S65 Uniform Investment Adviser Law Examination
    2014-09-20
Designations
Other Names
  • Kimberly C. Nguyen
  • Kimberly Christine Nguyen

View on SEC IAPD

More in Hoffman Estates, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor