Best Investors Account Sign in
Inactive

Mark W Herman

Mission Wealth Management, LP

Austin, TX

Santa Barbara, CA

Claim This Profile
Current Employers
Mission Wealth Management, Lp

1111 Chapala Street 3Rd Floor, Santa Barbara, CA 93101 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-09-28
  • TX RA
    APPROVED
    Since 2021-09-28

Branch Locations

100 Congress Avenue Suite 2000, Austin, TX 78701 • United States

1111 Chapala Street 3Rd Floor, Santa Barbara, CA 93101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Astoria Strategic Wealth Austin TX 04/2018 09/2021
Bell Wealth Management Austin TX 05/2014 03/2018
Us Army Reserve Austin TX 08/2011 Present
Mission Wealth Management, Lp Santa Barbara CA 09/2021 Present
  • 04/2018 → 09/2021
    Astoria Strategic Wealth
    Austin, TX
  • 05/2014 → 03/2018
    Bell Wealth Management
    Austin, TX
  • 08/2011 → Present
    Us Army Reserve
    Austin, TX
  • 09/2021 → Present
    Mission Wealth Management, Lp
    Santa Barbara, CA
Previous Registrations
  • 2018-04-17 → 2021-09-10
    Astoria Strategic Wealth, Inc.
    New Braunfels, TX
    Round Rock, TX
  • 2014-10-30 → 2018-03-19
    Bell Wealth Management Inc.
    Austin, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-10-30
  • S65 Uniform Investment Adviser Law Examination
    2014-10-30
Designations

View on SEC IAPD

More in Austin, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor