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Joshua Schaalma

LPl Financial LLC

Ripon, WI

Fond Du Lac, WI

Waupun, WI

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2021-03-24
  • WI RA
    APPROVED
    Since 2021-03-24

Branch Locations

333 Blackburn Street, Ripon, WI 54971 • United States

33 West Pioneer Road, Fond Du Lac, WI 54935 • United States

Waupun, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 10/2014 06/2017
Bmo Harris Financial Advisors, Inc. Ripon WI 06/2017 Present
Lpl Financial Llc Fond Du Lac WI 03/2021 Present
  • 10/2014 → 06/2017
    Edward Jones
    St. Louis, MO
  • 06/2017 → Present
    Bmo Harris Financial Advisors, Inc.
    Ripon, WI
  • 03/2021 → Present
    Lpl Financial Llc
    Fond Du Lac, WI
Previous Registrations
  • 2017-06-13 → 2021-03-24
    Bmo Harris Financial Advisors, Inc.
    Ripon, WI
    Fond Du Lac, WI
    Mayville, WI
    Chicago, IL
  • 2015-01-30 → 2017-06-05
    Edward Jones
    Ripon, WI
    Waupun, WI
    St Louis, MO
    Ripon, WI
Other Businesses

1)03/2021 - DBA for LPL Business (entity for LPL business) - BMO Investment Services  - Investment Related - Ripon, WI 54971

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-12-05
  • S66 Uniform Combined State Law Examination
    2014-12-05
Other Names
  • Joshua Schaalma
  • Joshua Alan Schaalma

View on SEC IAPD

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PACKERLAND BROKERAGE SERVICES, INC.

Other Investors

Gregory Adam Dragolovich
BRICE MICHAEL TERBEEST
MAXWELL DAVID HUSEBOE
Shad William Horton
CAREN LU REICH
DAVID ROBERT SHATTUCK
James Raymond Carriveau
CATHERINE LEE HARGRAVE

Other Offices

EDWARD JONES · RIPON, WI
OSAIC WEALTH, INC. · RIPON, WI
EDWARD JONES · Ripon, WI
STATE FARM INVESTMENT MANAGEMENT CORP. · Berlin, WI
THRIVENT INVESTMENT MANAGEMENT INC. · BERLIN, WI
CARL M. HENNIG, INC. · BERLIN, WI
EDWARD JONES · BERLIN, WI
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · PRINCETON, WI

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