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Current Employers
Horace Mann Investors, Inc.

1 Horace Mann Plaza, Springfield, IL 62715-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2026-07-09
RI RA APPROVED 2017-05-18
  • MA RA
    APPROVED
    Since 2026-07-09
  • RI RA
    APPROVED
    Since 2017-05-18

Branch Locations

One Horace Mann Plaza, Springfield, IL 62715-0001 • UNITED STATES

68 Cliff Street, East Greenwich, RI 02818 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self Employed South Portland ME 01/1998 Present
Horace Mann Investors, Inc. Springfield IL 04/2015 Present
Horace Mann Companies Springfield IL 04/2016 Present
Horace Mann Investors, Inc. Springfield IL 05/2017 Present
Other Businesses

1. Multiline insurance agent affiliated with Horace Mann Service Corp.; offering property, casualty, health and life products. 2. ALEX ZELCK SMITH POSITION: Pianist NATURE: Music INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1995 ADDRESS: 73 Pond St, West Warwick RI 02893 DESCRIPTION: I play piano at schools, theater groups, and other local establishments for small compensation. I receive less than $1000/year total for these activities. 3. NEARI CHILDREN'S FUND POSITION: Vice President NATURE: Charitable organization INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 01/23/2019 ADDRESS: 99 Bald Hill Rd, Cranston RI 02920, United States DESCRIPTION: The NEARI Children's Fund is a charitable organization for needy Rhode Island students. It is affiliated with NEARI, the Rhode Island chapter of the NEA.The board meets three times a year. 4. CHARIHO REGIONAL SCHOOL DISTRICT POSITION: Assistant Drama Advisor NATURE: High school theater productions INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 08/18/2023 ADDRESS: 455A Switch Rd, Wood River Junction RI 02894, United States DESCRIPTION: Assistant Director of two high school theater productions per year.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-05-06
S63 Uniform Securities Agent State Law Examination 2015-06-01
  • S65 Uniform Investment Adviser Law Examination
    2017-05-06
  • S63 Uniform Securities Agent State Law Examination
    2015-06-01
Other Names
  • Alexander Zelck Smith
  • Alex Zelck

View on SEC IAPD

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