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1 Horace Mann Plaza, Springfield, IL 62715-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2026-07-09 |
| RI | RA | APPROVED | 2017-05-18 |
Branch Locations
One Horace Mann Plaza, Springfield, IL 62715-0001 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self Employed | South Portland | ME | 01/1998 | Present |
| Horace Mann Investors, Inc. | Springfield | IL | 04/2015 | Present |
| Horace Mann Companies | Springfield | IL | 04/2016 | Present |
| Horace Mann Investors, Inc. | Springfield | IL | 05/2017 | Present |
1. Multiline insurance agent affiliated with Horace Mann Service Corp.; offering property, casualty, health and life products. 2. ALEX ZELCK SMITH POSITION: Pianist NATURE: Music INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1995 ADDRESS: 73 Pond St, West Warwick RI 02893 DESCRIPTION: I play piano at schools, theater groups, and other local establishments for small compensation. I receive less than $1000/year total for these activities. 3. NEARI CHILDREN'S FUND POSITION: Vice President NATURE: Charitable organization INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 01/23/2019 ADDRESS: 99 Bald Hill Rd, Cranston RI 02920, United States DESCRIPTION: The NEARI Children's Fund is a charitable organization for needy Rhode Island students. It is affiliated with NEARI, the Rhode Island chapter of the NEA.The board meets three times a year. 4. CHARIHO REGIONAL SCHOOL DISTRICT POSITION: Assistant Drama Advisor NATURE: High school theater productions INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 08/18/2023 ADDRESS: 455A Switch Rd, Wood River Junction RI 02894, United States DESCRIPTION: Assistant Director of two high school theater productions per year.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-05-06 |
| S63 | Uniform Securities Agent State Law Examination | 2015-06-01 |
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