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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-11-09
VA RA APPROVED 2020-11-09
  • TX RA
    APPROVED
    Since 2020-11-09
  • VA RA
    APPROVED
    Since 2020-11-09

Branch Locations

1021 E Cary St [V2/V9-Rbo], Richmond, VA 23219 • United States

1671 Emancipation (Jefferson Davis) Hwy Ste 202, Fredericksburg, VA 22401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 10/2014 10/2018
Fredericksburg City Council Fredericksburg VA 09/2008 05/2018
Suntrust Investment Services, Inc Atlanta GA 11/2018 11/2020
Suntrust Advisory Services, Inc Atlanta GA 11/2018 11/2020
Wells Fargo Clearing Services, Llc Richmond VA 11/2020 Present
  • 10/2014 → 10/2018
    St. Louis, MO
  • 09/2008 → 05/2018
    Fredericksburg City Council
    Fredericksburg, VA
  • 11/2018 → 11/2020
    Suntrust Investment Services, Inc
    Atlanta, GA
  • 11/2018 → 11/2020
    Suntrust Advisory Services, Inc
    Atlanta, GA
  • 11/2020 → Present
    Richmond, VA
Previous Registrations
Other Businesses

WHISTLEPUNK HOMEOWNERS ASSOCIATION BOARD, NOT INVT RELATED, SNOWSHOE, WV, BOARD MEMBER, START DATE 6/1/2023, 2-3 HRS PER MONTH, 0 HRS DURING TRADING, ATTENDING MEETINGS, VOTE ON ISSUES PRESENTED TO HOA ON REPAIRS AND HIRING CONTRACTORS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-12-05
  • S66 Uniform Combined State Law Examination
    2014-12-05
Other Names
  • Brad Ellis

View on SEC IAPD

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