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Jandi Akiko Iha

Cetera Planning Partners

Leawood, KS

Honolulu, HI

CRD 6400100

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Employer firm

Cetera Planning Partners CRD 129625

$4.16B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Planning Partners

11460 Tomahawk Creek Pkwy Suite 400, Leawood, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2024-06-04
HI RA APPROVED 2024-06-03
  • KS RA
    APPROVED
    Since 2024-06-04
  • HI RA
    APPROVED
    Since 2024-06-03

Branch Locations

11460 Tomahawk Creek Pkwy Suite 400, Leawood, KS 66211 • United States

3465 Waialae Avenue Suite 370, Honolulu, HI 96816 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lee Financial Group Hawaii, Inc. Honolulu HI 08/2014 05/2024
Lee Financial Securities, Inc. Honolulu HI 08/2014 12/2023
Lee Financial Recordkeeping, Inc. Honolulu HI 08/2014 12/2023
Cetera Planning Partners Leawood HI 05/2024 Present
  • 08/2014 → 05/2024
    Lee Financial Group Hawaii, Inc.
    Honolulu, HI
  • 08/2014 → 12/2023
    Lee Financial Securities, Inc.
    Honolulu, HI
  • 08/2014 → 12/2023
    Lee Financial Recordkeeping, Inc.
    Honolulu, HI
  • 05/2024 → Present
    Cetera Planning Partners
    Leawood, HI
Previous Registrations
  • 2022-03-21 → 2024-05-29
    Lee Financial Group Hawaii, Inc.
    Honolulu, HI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-19
  • S66 Uniform Combined State Law Examination
    2022-03-19

View on SEC IAPD

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