Jim Cooper

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → 09/2023
  Sagepoint Financial, Inc
  Bedford, TX
• 09/2023 → 01/2026
  Osaic Wealth, Inc.
  Colleyville, TX
• 01/2026 → Present
  Lpl Financial, Llc
  Corinth, TX

Previous Registrations

• 2023-09-01 → 2026-01-30
  Osaic Wealth, Inc.
  Colleyville, TX
• 2009-04-14 → 2023-09-01
  Osaic Services, Inc.
  Bedford, TX
  Colleyville, TX

Other Businesses

1.01/2026 - On Target Financial, LLC - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - At Reported business location(s)" - OBA Start Date: 01/28/2026 2.01/2026 - On Target Gunsmiths, LLC - Business Owner -Not Inv Related - 20 Hour(s)/Month - 0 Hour(s) During Trading - Corinth TX 76210 - OBA Start Date: 06/01/2021

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-04-02
• S63 Uniform Securities Agent State Law Examination
  2006-06-26

Other Names

• James E Cooper