Robert Stewart Scott

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → 11/2016
  Wells Fargo Advisors, Llc.
  Belleair Bluffs, FL
• 05/2016 → 08/2021
  Wells Fargo Bank Na
  Belleair Bluffs, FL
• 06/2016 → 08/2021
  Wells Fargo Clearing Services, Llc
  Belleair Bluffs, FL
• 08/2021 → 04/2024
  Ameriprise Financial Services, Llc
  Tampa, FL
• 07/2024 → Present
  Mml Investors Services Llc
  Tampa, FL
• 06/2024 → Present
  Massmutual Life Insurance Co
  Tampa, FL
• 04/2024 → 06/2024
  Unemployed
  Tampa, FL

Previous Registrations

• 2021-11-17 → 2024-04-29
  Ameriprise Financial Services, Llc
  Tampa, FL

Other Businesses

NAME: ROBERT SCOTT INV REL: Y ADD:2502 N ROCKY POINT DRIVE STE 695,TAMPA, FL 336007 NATURE: OUTSIDE INSURANCE SALES, POSITION: INSURANCE BROKER, START DATE:10/01/2025 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING:1 DUTIES: LIFE, DISABILITY, LONG-TERM CARE, GROUP, FIXED ANNUNITIES AND HEALTH

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-11-16
• S63 Uniform Securities Agent State Law Examination
  2016-09-15

Other Names

• Robert Stewart Scott
• Robert Scott