Lacey Romie

Claim This Profile

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-08-02
MN	RA	APPROVED	2016-09-20

TX RA
APPROVED_RES

Since 2019-08-02
MN RA
APPROVED

Since 2016-09-20

Branch Locations

20 4Th St S, Moorhead, MN 56560 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Best Buy	Fargo	ND	05/2011	Present
Mn Army National Guard	Rosemount	MN	04/2005	Present
Edward Jones	St Louis	MO	10/2014	Present

05/2011 → Present

Best Buy

Fargo, ND
04/2005 → Present

Mn Army National Guard

Rosemount, MN
10/2014 → Present

Edward Jones

St Louis, MO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-12-05

S66 Uniform Combined State Law Examination

2014-12-05

Other Names

Lacey Lee Thompson

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC

AMERIPRISE FINANCIAL SERVICES, LLC

BRADY MARTZ WEALTH SOLUTIONS, LLC

OSAIC WEALTH, INC.

CETERA INVESTMENT ADVISERS LLC

CULTIVATE FINANCIAL

EAGLE STRATEGIES LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Other Investors

Anthony McAleer

BRADLEY SCOTT LOWEEN

Jonathan Paul Simmons

Brady Lee Helmer

THOMAS ALBERT GERAGHTY

WILLIAM JOHN JANSON

Other Offices

EDWARD JONES · MOORHEAD, MN

EDWARD JONES · Moorhead, MN

LPL FINANCIAL LLC · MOORHEAD, MN

AMERIPRISE FINANCIAL SERVICES, LLC · Moorhead, MN

LPL FINANCIAL LLC · MOORHEAD, MN

BRADY MARTZ WEALTH SOLUTIONS, LLC · Fargo, ND

LPL FINANCIAL LLC · FARGO, ND

LPL FINANCIAL LLC · MOORHEAD, MN

More in Moorhead, MN

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor