Andrea Anne Romero

Current Employers

Employment History

• 10/2014 → 03/2020
  Edward Jones
  St Louis, MO
• 05/2020 → Present
  Lpl Financial Llc
  Metairie, LA
• 05/2020 → 05/2023
  Advisor Resource Council
  Metairie, LA
• 05/2023 → Present
  Second Line Capital, Llc
  Metairie, LA

Previous Registrations

• 2020-05-12 → 2023-05-18
  Advisor Resource Council
  Metairie, LA
  Dallas, TX
• 2015-01-08 → 2020-04-03
  Edward Jones
  Metairie, LA
  New Orleans, LA
  New Orleans, LA
  St Louis, MO
  New Orleans, LA
  New Orleans, LA
  New Orleans, LA

Other Businesses

1) 05/08/2020 - Faubourg Private Wealth, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 04/15/2020 - 120 Hours Per Month/ During Trading 2) 5/8/2020- Non-Variable Insurance- Agent selling term life- Inv. Related- Metairie, LA- start date 4/15/2020- 14hrs/mth -10% 3) 07/06/2020 - Faubourg Private Wealth - Registered Investment Advisor DBA - IAR - Investment Related - At Reported Business Location(s) - Start Date 04/15/2020 - 120 Hours Per Month/ 8 Hours During Trading 4) 11/10/2023 - Second Line Capital LLC - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 05/18/2023 - 160 Hours Per Month/ During Trading - I provide investment advisory services through Second Line Capital LLC, an independent investment advisor firm. I started this business activity in 5/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2015-01-05

Other Names

• A. Romero