James Robert White

Employer firm

Tiaa-Cref Individual & Institutional Services, LLC CRD 20472

$37.9B regulatory AUM 35,647 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2017-03-29

NC RA
APPROVED

Since 2017-03-29

Branch Locations

Charlotte, NC • United States

8500 Andrew Carnegie Blvd Charlotte Trac, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Tiaa-Cref Individual & Institutional Services, Llc	Charlotte	NC	06/2015	Present
Tiaa	Charlotte	NC	06/2015	Present

06/2015 → Present

Tiaa-Cref Individual & Institutional Services, Llc

Charlotte, NC
06/2015 → Present

Tiaa

Charlotte, NC

Previous Registrations

2014-12-17 → 2015-06-15

Edward Jones

Charlotte, NC

Spring Lake, NC

St Louis, MO

Mint Hill, NC

Other Businesses

RENTAL PROPERTY POSITION: owner NATURE: Personally owned rental property. Multiple residential properties. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 11/15/2023 ADDRESS: Home Address, Charlotte NC 28269, United States DESCRIPTION: owner

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-12-05

S66 Uniform Combined State Law Examination

2014-12-05

View on SEC IAPD