Ashwin Bipin Patel

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2014 → 01/2021
  Edward Jones
  St Louis, MO
• 01/2021 → Present
  Lpl Financial Llc
  Roswell, GA

Previous Registrations

• 2015-03-05 → 2021-01-05
  Edward Jones
  Tucker, GA
  St Louis, MO
  Lawrenceville, GA
  Tucker, GA
  Atlanta, GA
  Atlanta, GA
  Atlanta, GA
  Atlanta, GA

Other Businesses

1) 1/4/2021- AB Patel Wealth Management- Non-Variable Insurance- Agent for term and perm insurance- Inv. Related- Roswell, GA- start date 12/8/2020- 20hrs/mth 2) 1/4/2021- Gateway Financial Partners- DBA for LPL Business (entity for LPL business)- Inv. Related- Glastonbury, CT- start date 1/2021-5hrs/mth 3) 1/4/2021- HARP ATL INC DBA The UPD Store #0860- wife's 100% owner with joint filing- Non-Inv. Related- Tucker, GA- start date 12/2016- 0% 4) 08/30/2022 - ABPATEL WEALTH MGTLLC ROTH 401K - Not Investment Related - At Reported Business Location(s) - Act in a Fiduciary Capacity - Start Date - 02/01/2021 - 40 Hours Per Month/10 Hours During Securities Trading. 5) 08/06/2024 - Ashwin Patel - Real Estate Rental - Investment Related - Norcross, GA - Start Date 02/01/2023 - 1 Hour Per Month/ 0 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2015-01-05

Other Names

• Ashwin B Patel