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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2021-11-19 |
| TX | RA | APPROVED | 2021-11-18 |
Branch Locations
4400 Sonoma Ranch Blvd. Suite D, Las Cruces, NM 88011 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Las Cruces | NM | 09/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Las Cruces | NM | 11/2016 | 11/2021 |
| Stifel Nicolaus & Co Inc | Las Cruces | NM | 11/2021 | Present |
1. Farm land; 2600 Camino Bodegas Las Cruces NM 88005; I have farm land that I am leasing; I am the owner of land that is also my primary residence; I am the owner of 18 acres of land. I also live on that land. I lease the right to farm the land to a local farmer named Jesse Bustamante; 12/01/2021; 1 hr/year; Not during security trading hours; Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-02-06 |
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