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Christopher Michael Gardner

Seia

Los Angeles, CA

CRD 6399817

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Employer firm

Seia CRD 108163

$22.5B regulatory AUM 114 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Seia

2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-18
CA RA APPROVED 2025-01-02
  • TX RA
    APPROVED_RES
    Since 2026-03-18
  • CA RA
    APPROVED
    Since 2025-01-02

Branch Locations

2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Towneley Capital Management, Inc. Laguna Hills CA 09/2015 09/2019
Seia Llc Los Angeles CA 09/2019 Present
Ses Llc Los Angeles CA 08/2023 Present
Previous Registrations
Other Businesses

SEIA LLC POSITION: Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 10/01/2019 ADDRESS: 2121 Avenue of the Stars, Los Angeles CA 90067, United States DESCRIPTION: Advisor at Independent RIA SEIA, LLC Crimson Dynamix LLC Position: Owner/CEO, Nature: Investor, Investment Related: Yes, Number Of Hours: 1, Securities Trading Hours: 0, Start Date: 03/31/2025 Address: 319 23rd St, Manhattan Beach, CA 90266 Description: Investment account that will purchase structured notes

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2020-05-27
S65 Uniform Investment Adviser Law Examination 2015-12-03
  • S63 Uniform Securities Agent State Law Examination
    2020-05-27
  • S65 Uniform Investment Adviser Law Examination
    2015-12-03
Designations
  • Certified Financial Planner

View on SEC IAPD

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