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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2025-10-24
  • VA RA
    APPROVED
    Since 2025-10-24

Branch Locations

1800 Tysons Blvd Ste 600, Mc Lean, VA 22102-4257 • United States

3403 W Moore St , Richmond, VA 23230 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Truist Investment Services, Inc. Atlanta GA 09/2014 05/2024
Suntrust Bank Richmond VA 01/2014 05/2024
Raymond James Financial Services, Inc. Richmond VA 10/2025 Present
Raymond James Financial Services Advisors, Inc. Richmond VA 10/2025 Present
Retired Midlothian VA 05/2024 10/2025
Pinnacle Asset Management Richmond VA 10/2025 Present
Pinnacle Financial Partners/Pinnacle Bank Richmond VA 09/2024 Present
  • 09/2014 → 05/2024
    Truist Investment Services, Inc.
    Atlanta, GA
  • 01/2014 → 05/2024
    Suntrust Bank
    Richmond, VA
  • 10/2025 → Present
    Raymond James Financial Services, Inc.
    Richmond, VA
  • 10/2025 → Present
    Richmond, VA
  • 05/2024 → 10/2025
    Retired
    Midlothian, VA
  • 10/2025 → Present
    Pinnacle Asset Management
    Richmond, VA
  • 09/2024 → Present
    Pinnacle Financial Partners/Pinnacle Bank
    Richmond, VA
Previous Registrations
  • 2016-09-21 → 2024-05-09
    Richmond, VA
    Richmond, VA
  • 2014-11-25 → 2016-12-31
    Truist Investment Services, Inc.
    Richmond, VA
    Richmond, VA
    Mclean, VA
    Boston, MA
Other Businesses

(1)Name of Business: Address: 1831 Joplin Ave , Richmond , VA, 23224, United States Activity Type: Rental Real Estate Position/Title: Borrower, Owner/Proprietor Investment Related: Yes Start Date: 09/01/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner and landlord (2)Name of Business: Pinnacle Asset Management Address: 2221 Edward Holland Dr, Richmond, VA, 23230-2518, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 10/24/2025 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Licensed Bank Associate: speak with clients about banking and investment needs and refer to Raymond James advisor for investment products and service needs.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-11-24
  • S66 Uniform Combined State Law Examination
    2014-11-24
Other Names
  • Wendy Fay Inge

View on SEC IAPD

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