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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-05-01
DC RA APPROVED 2013-04-23
VA RA APPROVED 2009-03-16
  • TX RA
    APPROVED_RES
    Since 2015-05-01
  • DC RA
    APPROVED
    Since 2013-04-23
  • VA RA
    APPROVED
    Since 2009-03-16

Branch Locations

8251 Greensboro Dr Ste 310, Mc Lean, VA 22102 • United States

Fairfax, VA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Mclean VA 02/2009 03/2020
Ameriprise Financial Services, Llc Mc Lean VA 03/2020 Present
Previous Registrations
Other Businesses

Business Ownership; TC Partners LLC; Landlord; Real Estate; 8251 Greensboro Drive, Suite 310, , McLean, VA, 22102; Not Investment-Related; 11/01/2017; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-03-20
  • S66 Uniform Combined State Law Examination
    2006-03-20

View on SEC IAPD

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