Daniel A Leon

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → Present
  Merrill Lynch, Pierce, Fenner & Smith, Incorporated
  Columbia, MD
• 12/2014 → Present
  Bank Of America, N.A.
  Columbia, MD

Other Businesses

I*76315FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: STOCKS IN THE FUTUREINVESTMENT RELATED: NADDRESS OF BUSINESS: BALTIMORE, MARYLAND 21218NATURE OF BUSINESS: CHARITABLE ORGANIZATION,POSITION, TITLE, ASSOCIATION: OFFICER, START DATE OF RELATIONSHIP: 9/4/2012NUMBER OF HOURS DEVOTED: 4 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: I AM THE VICE-PRESIDENT AND CHAIR OF THE FUNDRASING COMMITTE. MY RESPONSABILITIES INCLUDE LEADING THE FUNRASING COMMITTEE BY GUDING THE MEMBERS IN THE APPROPIATE DIRECTION, WHICH INCLUDES A MONTHLY MEETING. I*1517292For profit or not for profit: Entity CharitableName of outside business organization: John Carroll High SchoolInvestment related: NAddress of business: Bel Air, Maryland, 21015, United StatesNature of business: ["School, College or University"]Position, title, association: ["Other"], Start date of relationship: 10/9/2023Number of hours devoted: 3 hour(s) WeeklyNumber of hours devoted during trading hours: 0Duties: Assistant Baseball Coach, Assistant Coach for the baseball team. I*1971286, Entity Type, Entity for Profit, Name of OBA: Baseball Coaching Lessons, Address: Bel Air, MD, 21015, Investment Related: No, Position, Title, Association: Owner, Employee Start Date: 08/27/2024, No Hours: 10hrs/Mo, No Hours during trading: 0, Duties: Giving individual baseball lessons to youth athletes. I*5178274, Entity Type: Entity Charitable, Name of OBA: Emerald Diamond International , Address: Katonah , New York, 10536, Investment Related: N, Position, Title, Association: ["Other"], Employee Start Date: 08/07/2026, No Hours: 50 Yearly, No Hours during Trading: 0 Yearly, Duties: I will be coaching a youth baseball team for a couple of tournaments throughout the year Support and grow youth baseball programs in Ireland, America, and throughout the world

Exams

• S66 Uniform Combined State Law Examination
  2015-01-16

Other Names

• Daniel Alejandro Leon-Phoebus
• Daniel Alejandro Leon