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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-02-07
  • FL RA
    APPROVED
    Since 2025-02-07

Branch Locations

Vero Beach, FL • United States

300 Madison Ave Fl 25, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. New York NY 12/2015 07/2017
Benjamin Feldman New York NY 07/2017 07/2022
Northwestern Mutual Investment Services Llc Norwalk CT 08/2017 Present
Fred's Restaurant New York NY 07/2017 02/2018
The Leash New York NY 11/2017 03/2020
Benjamin Feldman Norwalk CT 07/2022 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 02/2024 Present
  • 12/2015 → 07/2017
    New York, NY
  • 07/2017 → 07/2022
    Benjamin Feldman
    New York, NY
  • 08/2017 → Present
    Norwalk, CT
  • 07/2017 → 02/2018
    Fred's Restaurant
    New York, NY
  • 11/2017 → 03/2020
    The Leash
    New York, NY
  • 07/2022 → Present
    Benjamin Feldman
    Norwalk, CT
  • 02/2024 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Previous Registrations
Other Businesses

1. BARTENDER-FRED' RESTAURANT- 476 AMSTERDAM AVENUE NY NY 10024 NON INVESTMENT RELATED WORK HOURS 7PM TO 10PM WEDNESDAY AND OR THURSDAY, SATURDAY AND SUNDAY 9PM TO 5PM ROLE: BARTENDER 7/17 to present 2. WAITER/BARTENDER, THE LEASH, 41 EAST 63RD STREET, NEW YORK, , NEW YORK, 10065, UNITED STATES OF AMERICA, GENERAL EMPLOYMENT, START DATE: 10/27/2017, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, WAITING AND BARTENDING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-05-19
  • S66 Uniform Combined State Law Examination
    2015-05-19
Other Names
  • Weston Gosling Hatfield
  • Weston Hatfield

View on SEC IAPD

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