Dylan Ray Aschoff

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-01-01
TX	RA	APPROVED	2023-12-07

CA RA
APPROVED

Since 2025-01-01
TX RA
APPROVED

Since 2023-12-07

Branch Locations

Yorba Linda, CA • United States

4740 Green River Rd Ste 202, Corona, CA 92878 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	10/2014	12/2023
Lpl Financial Llc	Corona	CA	12/2023	Present

10/2014 → 12/2023

Edward Jones

St Louis, MO
12/2023 → Present

Lpl Financial Llc

Corona, CA

Previous Registrations

2014-12-19 → 2023-12-12

Edward Jones

Redondo Beach, CA

Tempe, AZ

Yorba Linda, CA

Tempe, AZ

Yorba Linda, CA

Yorba Linda, CA

Yorba Linda, CA

Yorba Linda, CA

Yorba Linda, CA

Other Businesses

1)11/2023 - Twin Oaks Wealth Management / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s)160 Hrs per month / 100% Time Spent

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-12-05

S66 Uniform Combined State Law Examination

2014-12-05

View on SEC IAPD