Matthew Garry Ringler

Employer firm

Lakeland Investment Advisors, LLC. CRD 158978

$23.3M regulatory AUM 85 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers

Lakeland Investment Advisors, Llc.

Syracuse, IN • United States

Current Registrations

Authority	Category	Status	Date
IN	RA	APPROVED	2011-09-21

IN RA
APPROVED

Since 2011-09-21

Branch Locations

Syracuse, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Harris Investor Services, Inc	Kokomo	IN	06/2007	Present
Lakeland Investment Advisors	Sheridan	IN	09/2011	Present

06/2007 → Present

Harris Investor Services, Inc

Kokomo, IN
09/2011 → Present

Lakeland Investment Advisors

Sheridan, IN

Previous Registrations

2007-06-18 → 2011-09-29

Bmo Harris Financial Advisors, Inc.

Kokomo, IN
2006-08-08 → 2007-06-07

Obs Financial

Concord, CA

Other Businesses

I AM LICENSED TO OFFER AND SELL INDIDVIDUAL LIFE INSURANCE AND FIXED ANNUITIES IN BOTH INDIANA AND FLORIDA. I AM AN IDEPENDENT CONTRACTOR AND AM ABLE TO ACT AS BROKER BETWEEN CLIENTS AND VARIOUS COMPANIES. I DEVOUT APPROXIMATELY 5 HOURS PER MONTH DURING TRADING HOURS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-08-07
S63	Uniform Securities Agent State Law Examination	1999-04-12

S65 Uniform Investment Adviser Law Examination

2006-08-07
S63 Uniform Securities Agent State Law Examination

1999-04-12

Designations

Certified Financial Planner

Other Names

Matt Ringler

View on SEC IAPD