Best Investors Account Sign in
Inactive

Monique Holloway

Amc Wealth Management, LLC

Chicago, IL

Wilmington, DE

CRD 6399357

Claim This Profile
Employer firm

Amc Wealth Management, LLC CRD 308157

$74.7M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Amc Wealth Management, Llc

Chicago, IL • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-07-12
DE RA APPROVED 2023-11-15
  • NY RA
    APPROVED
    Since 2024-07-12
  • DE RA
    APPROVED
    Since 2023-11-15

Branch Locations

Chicago, IL • United States

Wilmington, DE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Third Sigma Investment Advisors Llc Wilmington DE 08/2014 10/2023
Amc Wealth Management, Llc Chicago IL 11/2023 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-12-18
  • S65 Uniform Investment Adviser Law Examination
    2014-12-18
Designations
  • Certified Financial Planner
Other Names
  • Monique Lui

View on SEC IAPD

More in Chicago, IL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor