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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2023-06-13 |
| TX | RA | APPROVED | 2023-06-02 |
| MD | RA | APPROVED | 2023-06-01 |
Branch Locations
5425 Wisconsin Avenue Suite 301, Chevy Chase, MD 20815-3552 • United States
2100 Pennsylvania Avenue Nw Suite 810N, Washington, DC 20037 • United States
Rockville, MD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services, Inc. | Bethesda | MD | 10/2014 | 07/2018 |
| Rbc Capital Markets, Llc | Washington | DC | 07/2022 | Present |
| Ubs Financial Services Inc | Bethesda | MD | 07/2018 | 07/2019 |
| Dupont Veterinary Clinic | Washington | DC | 07/2019 | 07/2020 |
| Spring Valley Internal Medicine | Washington | DC | 08/2020 | 12/2021 |
| Maternity Leave/Unemployed | Bethesda | MD | 12/2021 | 07/2022 |
NAME OF ENTITY: DC Alumni Chapter for Fairfield University ADDRESS: INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: The local alumni network for Fairfield University CAPACITY: Other START DATE: 12/01/18 DUTIES: I attend monthly calls with other local alumni and the Director of Alumni Engagement for Regional Chapters of Fairfield University. We plan events throughout the year for local alumni to participate in. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 1
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-06-01 |
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