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Arryn Elizabeth Kempner

T. Rowe Price Advisory Services, Inc.

Glendale, AZ

CRD 6398988

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Employer firm

T. Rowe Price Advisory Services, Inc. CRD 108958

$5.90B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
T. Rowe Price Advisory Services, Inc.

4525 Painters Mills Road, Owings Mills, MD 21117 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2024-10-11
AZ RA APPROVED 2022-09-12
  • MD RA
    APPROVED
    Since 2024-10-11
  • AZ RA
    APPROVED
    Since 2022-09-12

Branch Locations

Glendale, AZ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 10/2015 10/2020
T Rowe Price Colorado Springs CO 01/2022 07/2026
Infosys Bpm Phoenix AZ 10/2020 12/2021
T Rowe Price Colorado Springs CO 07/2026 Present
  • 10/2015 → 10/2020
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 01/2022 → 07/2026
    T Rowe Price
    Colorado Springs, CO
  • 10/2020 → 12/2021
    Infosys Bpm
    Phoenix, AZ
  • 07/2026 → Present
    T Rowe Price
    Colorado Springs, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-22
S63 Uniform Securities Agent State Law Examination 2015-12-04
  • S66 Uniform Combined State Law Examination
    2022-08-22
  • S63 Uniform Securities Agent State Law Examination
    2015-12-04
Designations
  • Certified Financial Planner
Other Names
  • Arryn E Kempner
  • Arryn Kempner

View on SEC IAPD

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