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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Continental Garcia Motors | El Paso | TX | 11/2014 | 12/2017 |
| Bbva Securities Inc | El Paso | TX | 09/2017 | 01/2018 |
| Compass Bank | Birmingham | AL | 08/2017 | 01/2018 |
| Charles Schwab | El Paso | TX | 09/2014 | 08/2017 |
| Bbva Wealth Solutions Inc. | El Paso | TX | 11/2017 | 01/2018 |
| Bbva Compass Insurance Agency Inc | Austin | TX | 11/2017 | 01/2018 |
| Wells Fargo Clearing Services Llc | Las Cruces | NM | 01/2018 | 04/2021 |
| Finhabits Advisors Llc | El Paso | TX | 05/2021 | 04/2022 |
| Spence Asset Management | Las Cruces | NM | 04/2022 | 01/2024 |
| Westwind Capital | Las Cruces | NM | 01/2024 | 07/2026 |
| Lpl Financial | El Paso | TX | 07/2026 | Present |
1. 07/2026 - NorthStar Wealth Advisors - DBA for LPL Business (entity for LPL business) - Inv Related – 160 Hour(s)/Month – 160 Hour(s) During Trading – At Reported business location(s) – OBA Start Date: 7/6/2026
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-11-14 |
| S63 | Uniform Securities Agent State Law Examination | 2016-03-14 |
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