Michael Richard Brown

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2017-07-03

CA RA
APPROVED

Since 2017-07-03

Branch Locations

525 Miller Ave, Mill Valley, CA 94941 • United States

3700 Old Redwood Hwy Ste 108 [Nj-Rbo], Santa Rosa, CA 95404 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Bank Na	San Rafael	CA	08/2011	Present
Wells Fargo Clearing Services Llc	San Rafael	CA	03/2017	Present

08/2011 → Present

Wells Fargo Bank Na

San Rafael, CA
03/2017 → Present

Wells Fargo Clearing Services Llc

San Rafael, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-06-30

S66 Uniform Combined State Law Examination

2017-06-30

Other Names

Michael Richard Brown
Michael Brown

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Exams

Other Names

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