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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2017-01-25
GA RA APPROVED 2015-11-17
  • NC RA
    APPROVED
    Since 2017-01-25
  • GA RA
    APPROVED
    Since 2015-11-17

Branch Locations

4011 Davis Dr, Morrisville, NC 27560 • United States

3105 Glenwood Ave Stes 201 & 302, Raleigh, NC 27612 • United States

305 Colonades Way, Cary, NC 27518 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc. Chamblee GA 09/2014 11/2016
Wells Fargo Bank Na Chamblee GA 02/2010 Present
Wells Fargo Clearing Services, Llc Chamblee GA 11/2016 Present
  • 09/2014 → 11/2016
    Wells Fargo Advisors, Llc.
    Chamblee, GA
  • 02/2010 → Present
    Wells Fargo Bank Na
    Chamblee, GA
  • 11/2016 → Present
    Chamblee, GA
Other Businesses

RENTAL PROPERTY, INV RELATED, RALEIGH, NC, 100% OWNERSHIP, START 5/15/2018, 1 HOUR PER MONTH, ZERO DURING TRADING, LANDLORD.; RENTAL PROPERTY, INV RELATED, HOLLY RIDGE, NC, 100% OWNERSHIP, START 6/1/2019, LESS THAN 1 HR/MONTH, 0 HRS DURING TRADING. RENTAL PROPERTY, INV RELATED, ROLESVILLE, NC, 100% OWNERSHIP WITH SPOUSE, START 9/4/2020, 1 HOUR PER MONTH, ZERO DURING TRADING. RENTAL PROPERTY; INV RELATED; HOLLY RIDGE, NC; 100% OWNERSHIP; START DATE 11/15/2022; 1 HR PER MONTH; 0 HRS DURING TRADING. RENTAL PROPERTY; INV RELATED; HOLLY RIDGE, NC; 100% OWNERSHIP; START DATE 11/15/2022; 1 HR PER MONTH; 0 HRS DURING TRADING. RENTAL PROPERTY, INV RELATED, HOLLY RIDGE, NC, 100% OWNERSHIP WITH SPOUSE, START 2/29/2024, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING. RENTAL PROPERTY, INV RELATED, HOLLY RIDGE, NC, 100% OWNERSHIP WITH SPOUSE, START 2/29/2024, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING. RENTAL PROPERTY (1); INV RELATED; HOLLY RIDGE, NC; 50% OWNERSHIP; START DATE 12/4/2024; 1 HR PER MONTH; 0 HRS DURING TRADING. RENTAL PROPERTY (2); INV RELATED; HOLLY RIDGE, NC; 50% OWNERSHIP; START DATE 12/4/2024; 1 HR PER MONTH; 0 HRS DURING TRADING. RENTAL PROPERTY -CHANDLER; INV RELATED; ZEBULON, NC; RENTAL;50% OWNERSHIP; START DATE: 11/07/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING; |

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-11-10
S63 Uniform Securities Agent State Law Examination 2014-11-12
  • S65 Uniform Investment Adviser Law Examination
    2015-11-10
  • S63 Uniform Securities Agent State Law Examination
    2014-11-12

View on SEC IAPD

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