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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2017-01-25 |
| GA | RA | APPROVED | 2015-11-17 |
Branch Locations
4011 Davis Dr, Morrisville, NC 27560 • United States
3105 Glenwood Ave Stes 201 & 302, Raleigh, NC 27612 • United States
305 Colonades Way, Cary, NC 27518 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc. | Chamblee | GA | 09/2014 | 11/2016 |
| Wells Fargo Bank Na | Chamblee | GA | 02/2010 | Present |
| Wells Fargo Clearing Services, Llc | Chamblee | GA | 11/2016 | Present |
RENTAL PROPERTY, INV RELATED, RALEIGH, NC, 100% OWNERSHIP, START 5/15/2018, 1 HOUR PER MONTH, ZERO DURING TRADING, LANDLORD.; RENTAL PROPERTY, INV RELATED, HOLLY RIDGE, NC, 100% OWNERSHIP, START 6/1/2019, LESS THAN 1 HR/MONTH, 0 HRS DURING TRADING. RENTAL PROPERTY, INV RELATED, ROLESVILLE, NC, 100% OWNERSHIP WITH SPOUSE, START 9/4/2020, 1 HOUR PER MONTH, ZERO DURING TRADING. RENTAL PROPERTY; INV RELATED; HOLLY RIDGE, NC; 100% OWNERSHIP; START DATE 11/15/2022; 1 HR PER MONTH; 0 HRS DURING TRADING. RENTAL PROPERTY; INV RELATED; HOLLY RIDGE, NC; 100% OWNERSHIP; START DATE 11/15/2022; 1 HR PER MONTH; 0 HRS DURING TRADING. RENTAL PROPERTY, INV RELATED, HOLLY RIDGE, NC, 100% OWNERSHIP WITH SPOUSE, START 2/29/2024, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING. RENTAL PROPERTY, INV RELATED, HOLLY RIDGE, NC, 100% OWNERSHIP WITH SPOUSE, START 2/29/2024, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING. RENTAL PROPERTY (1); INV RELATED; HOLLY RIDGE, NC; 50% OWNERSHIP; START DATE 12/4/2024; 1 HR PER MONTH; 0 HRS DURING TRADING. RENTAL PROPERTY (2); INV RELATED; HOLLY RIDGE, NC; 50% OWNERSHIP; START DATE 12/4/2024; 1 HR PER MONTH; 0 HRS DURING TRADING. RENTAL PROPERTY -CHANDLER; INV RELATED; ZEBULON, NC; RENTAL;50% OWNERSHIP; START DATE: 11/07/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING; |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-11-10 |
| S63 | Uniform Securities Agent State Law Examination | 2014-11-12 |
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