John Williams

Employer firm

Citizens Securities, Inc. CRD 39550

$12.9B regulatory AUM 60,545 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• PARTICIPATE IN WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 10/2023
  First Republic Securities Company Llc
  Los Angeles, CA
• 06/2018 → 08/2023
  First Republic Investment Management, Inc
  Los Angeles, CA
• 09/2023 → 07/2024
  J.P. Morgan Securities Llc
  Los Angeles, CA
• 08/2024 → 04/2025
  Lion Street Financial
  Austin, TX
• 08/2024 → 04/2025
  Lion Street Advisors
  Austin, TX
• 08/2024 → 05/2026
  Blue Ocean Companies, Llc
  Bellevue, WA
• 05/2025 → 02/2026
  The Leaders Group Inc
  Summit, NJ
• 05/2026 → Present
  Citizens Bank
  Westlake Village, CA
• 05/2026 → Present
  Citizens Securities, Inc.
  Westlake Village, CA
• 05/2026 → Present
  Citizens Private Wealth
  Westlake Village, CA

Previous Registrations

• 2025-05-19 → 2026-02-06
  Tlg Advisors, Inc.
  Bellevue, WA
  Summit, NJ
• 2024-08-14 → 2025-04-23
  Lion Street Advisors, Llc
  Austin, TX
  Bellevue, WA
• 2018-08-20 → 2024-08-05
  J.P. Morgan Private Wealth Advisors Llc
  San Francisco, CA
  San Francisco, CA
  Los Angeles, CA
• 2024-05-22 → 2024-08-01
  J.P. Morgan Securities Llc
  Jersey City, NJ
  Los Angeles, CA
  Bellevue, WA
  Thousand Oaks, CA

Exams

• S66 Uniform Combined State Law Examination
  2018-08-20

Designations

• Certified Financial Planner

Other Names

• John Williams
• John Michael Williams
• John M Williams