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555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-01-25 |
Branch Locations
555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • USA
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | San Jose | CA | 08/2014 | 04/2018 |
| Jp Morgan Chase Bank | San Jose | CA | 03/2012 | 04/2018 |
| Self-Employed | San Jose | CA | 10/2014 | Present |
| Citigroup Global Markets Inc | Saratoga | CA | 04/2018 | 12/2020 |
| City National Securities, Inc. | Los Angeles | CA | 01/2021 | Present |
Kellogg Real estate; not Investment-related; saratoga, CA; Affiliation started 04/22/2018; Contractor; Duties: Expense reports; data entry and analysis of expenses and income; NO time is devoted to the business each month during securities trading hours; 10 hours are devoted to the business each month outside of securities trading hours. NAME OF ENTITY: (SELF) POSITION: AUTHOR DETAILS I WRITE BOOKS AS A HOBBY AND I GHOST WRITE (WRITE STORIES FOR OTHER PEOPLE AND SOMETIMES GET PAID FOR IT). START DATE: 10/22/2014 TERM:INDEFINITE HOURS:0 HOURS DEVOTED AND 0-10 HOURS DURING SECURITIES TRADING ADDRESS: 179 kenbrook cir san jose CA 95111 NAME OF ENTITY: Laura Burg's Legacy POSITION: CROCHET DETAILS I CROCHET ACCESORIES SUCH AS SCARVES HATS AND HEAD BANDS FOR ALL AGES AND GENDERS AS A HOBBY AND MIGHT SELL THEM TO FRIENDS I CROCHET ACCESORIES SUCH AS SCARVES HATS AND HEAD BANDS FOR ALL AGES AND GENDERS AS A HOBBY. START DATE: 10/22/2014 TERM: INDEFINITE HOURS:0 HOURS DEVOTED AND 0-6 HOURS DURING SECURITIES TRADING ADDRESS: 179 kenbrook cir san jose CA 95111 ////Kellogg Realty Group Inc; Commercial Real Estate; Non-Investment Related; Monte Sereno, CA; Affiliation Start Date: 2/15/2019; Title: Contractor; Duties: Budgeting, Account Monitoring, Fax Prep and MISC RE reports as needed; 0 hours devoted to the outside business each month during securities trading hours; 15 hours devoted to the outside business each month outside of securities trading hours. the name of the other business;kellogg real estate whether the business is investment-related; No the address of the other business; I work from my home office, the business operates from an individuals place of residence locate in Saratoga CA. the nature of the other business; Commercial Real Estate your position; Independent Contractor title, or relationship with the other business; Independent Contractor the start date of your relationship; 04/18/2018 the approximate number of hours/month you devote to the other business; 20 the number of hours you devote to the other business during securities trading hours; 0 and briefly describe your duties relating to the other business; monitoring in and out of business account held at another financial institution outside of CNB and making on time payments for the owner.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-06-04 |
| S63 | Uniform Securities Agent State Law Examination | 2014-11-06 |
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