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Current Employers
Rbc Securities, Inc

555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-01-25
  • CA RA
    APPROVED
    Since 2021-01-25

Branch Locations

555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • USA

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc San Jose CA 08/2014 04/2018
Jp Morgan Chase Bank San Jose CA 03/2012 04/2018
Self-Employed San Jose CA 10/2014 Present
Citigroup Global Markets Inc Saratoga CA 04/2018 12/2020
City National Securities, Inc. Los Angeles CA 01/2021 Present
  • 08/2014 → 04/2018
    Jp Morgan Securities Llc
    San Jose, CA
  • 03/2012 → 04/2018
    Jp Morgan Chase Bank
    San Jose, CA
  • 10/2014 → Present
    Self-Employed
    San Jose, CA
  • 04/2018 → 12/2020
    Saratoga, CA
  • 01/2021 → Present
    City National Securities, Inc.
    Los Angeles, CA
Previous Registrations
Other Businesses

Kellogg Real estate; not Investment-related; saratoga, CA; Affiliation started 04/22/2018; Contractor; Duties: Expense reports; data entry and analysis of expenses and income; NO time is devoted to the business each month during securities trading hours; 10 hours are devoted to the business each month outside of securities trading hours. NAME OF ENTITY: (SELF) POSITION: AUTHOR DETAILS I WRITE BOOKS AS A HOBBY AND I GHOST WRITE (WRITE STORIES FOR OTHER PEOPLE AND SOMETIMES GET PAID FOR IT). START DATE: 10/22/2014 TERM:INDEFINITE HOURS:0 HOURS DEVOTED AND 0-10 HOURS DURING SECURITIES TRADING ADDRESS: 179 kenbrook cir san jose CA 95111 NAME OF ENTITY: Laura Burg's Legacy POSITION: CROCHET DETAILS I CROCHET ACCESORIES SUCH AS SCARVES HATS AND HEAD BANDS FOR ALL AGES AND GENDERS AS A HOBBY AND MIGHT SELL THEM TO FRIENDS I CROCHET ACCESORIES SUCH AS SCARVES HATS AND HEAD BANDS FOR ALL AGES AND GENDERS AS A HOBBY. START DATE: 10/22/2014 TERM: INDEFINITE HOURS:0 HOURS DEVOTED AND 0-6 HOURS DURING SECURITIES TRADING ADDRESS: 179 kenbrook cir san jose CA 95111 ////Kellogg Realty Group Inc; Commercial Real Estate; Non-Investment Related; Monte Sereno, CA; Affiliation Start Date: 2/15/2019; Title: Contractor; Duties: Budgeting, Account Monitoring, Fax Prep and MISC RE reports as needed; 0 hours devoted to the outside business each month during securities trading hours; 15 hours devoted to the outside business each month outside of securities trading hours. the name of the other business;kellogg real estate whether the business is investment-related; No the address of the other business; I work from my home office, the business operates from an individuals place of residence locate in Saratoga CA. the nature of the other business; Commercial Real Estate your position; Independent Contractor title, or relationship with the other business; Independent Contractor the start date of your relationship; 04/18/2018 the approximate number of hours/month you devote to the other business; 20 the number of hours you devote to the other business during securities trading hours; 0 and briefly describe your duties relating to the other business; monitoring in and out of business account held at another financial institution outside of CNB and making on time payments for the owner.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-06-04
S63 Uniform Securities Agent State Law Examination 2014-11-06
  • S66 Uniform Combined State Law Examination
    2020-06-04
  • S63 Uniform Securities Agent State Law Examination
    2014-11-06
Other Names
  • Kfirah Bar-Golani
  • Kefira Bargolani

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